SUMMARY

Hirtle Callaghan is one of America's fastest growing investment firms. Known as "Wall Street idealists" for combining performance intensity with a genuine fiduciary ethos, Hirtle Callaghan Chief Investment Officers deliver a unique, top down approach to asset management that emphasizes the significance of strategy and risk management at every step of the investment process. Now in its 22th year, Hirtle Callaghan sets a higher standard of service to the investment market by offering complete objectivity, as well as the insight and discipline of a professional Chief Investment Officer.

 

POSITION SUMMARY:

The Compliance Manager will support the Chief Compliance Officer, having primary responsibility for supporting Hirtle Callaghan's compliance program. The role requires a strong understanding of compliance and operational issues, changing laws and regulations, and developing risk areas.  The role must be able to work independently and interact with senior level specialist managers.

 

POSITION RESPONSIBILITIES:

 

Administration of the Hirtle Callaghan's compliance program including:

• Work closely with the compliance team on regulatory and compliance matters
• Maintain and enhance Hirtle Callaghan's policies and procedure manual
• Conduct internal control reviews and forensic testing as part of 206(4)-7 requirements
• Administer compliance and operational reviews of the Hirtle Callaghan Liquid, Private Equity and Hedge Specialist Managers

Comprehensive understanding of operational and compliance components of registered investment advisers as well as Liquid and Hedge Fund Specialist Managers (private equity a plus), including trading, valuation, settlements, and regulatory mandates (code of ethics, disaster recovery, etc.)

 

Ability to work independently and interact with all levels of the organization as well as senior management of Specialist Managers;

 

Responsible for researching developments in compliance and operational best practices, changes in laws and regulations and identifying new risk areas of the Specialist Managers;

 

Individual must be able to think critically and analytically and be able to identify potential compliance or operational issues;

 

 

COMPETENCIES

Integrity & Values - Can be trusted to act in a manner that is truthful and values direct, honest communication at all levels of the organization.

 

Results Oriented - Is able to make timely or planned decisions appropriate to the circumstances or situation.

 

Interpersonal Confidence - Strong interpersonal skills; can effectively communicate and relate to all levels within and outside the organization; creates and builds positive and productive relationships.

 

Adaptability - Responds quickly and effectively to changing trends and circumstances; embraces change and welcomes fresh perspectives; learns from past mistakes and adjusts accordingly.

 

Managing Processes - Ability to manage appropriate steps to get projects completed; has strong abilities to organize processes.

 

Organizational Ability - Can manage to get projects completed; has a strong ability to multi-task and keep order.

 

QUALIFICATIONS

 

• 5-7 years compliance experience
• Experience either internally at an Investment Advisor or Hedge Fund. Alternatively, a candidate that has worked in consulting or multiple areas of an Administrator, and therefore broad experience, may be successful.
• Required - strong Microsoft Office suite skills.

 

 

Hirtle, Callaghan & Co. is an Equal Opportunity Employer